RiskWatch
RiskWatch International · Founded 1993 · Annapolis, MD, USA
Mid-market and regional-bank enterprise risk platform with 40+ examiner-mapped libraries.
Summary
RiskWatch ships an enterprise risk and compliance assessment platform built around pre-mapped control libraries for 40+ regulatory frameworks including the FFIEC IT Examination Handbook booklets, GLBA Safeguards Rule, BSA / AML control objectives, SOX 404, NIST 800-53 r5, SOC 2 TSC 2017, ISO 27001:2022, PCI DSS v4, and CMMC 2.0. The platform runs on a survey-based assessment engine, an evidence vault, and a cross-mapping engine that auto-detects shared controls across the FFIEC IT Exam Handbook, NIST 800-53, and SOC 2. Bank customers include state-chartered community banks, regional bank holding companies, and several state banking departments. Single-tenant deployment supports OCC, FRB, FDIC, and state examiner evidence requests without exporting data out of the customer tenant.
Strengths
- 40+ pre-built framework libraries with cross-mapping between FFIEC IT Exam Handbook booklets, GLBA Safeguards Rule, BSA / AML control objectives, SOX, NIST 800-53, SOC 2, and PCI DSS so the same evidence file satisfies multiple bank audits
- 33-year operating history including state banking departments and federal customers; the customer reference base survives an OCC examiner conversation
- Survey-based assessment engine for branch managers, BSA officers, and non-technical control owners at community banks where one officer wears multiple hats
- Single-tenant deployment with customer-owned data residency for OCC, FRB, FDIC, and state examination evidence requests
- Published support tier ladder; no gated demos before you see what comes with each tier
- Vendor risk management, policy management, and physical security assessment are first-party modules useful for bank branch and ATM site controls plus Interagency Third-Party Guidance vendor diligence
- Operational risk register with KRIs, RCSA workflow, and scenario-analysis templates suitable for community-bank operational risk teams
Weaknesses
- No native quantitative Monte-Carlo or FAIR risk-quant module out of the box; pure quantitative ERM and CCAR / DFAST / FRTB capital-stress shops should pair with Wolters Kluwer OneSumX or IBM OpenPages
- No native CECL / ALLL impairment engine or IRRBB modeling; the platform covers the operational and IT side of bank ERM, not the quantitative-capital side
- Public pricing is opaque; we publish indicative bands on this page but the public list price is not yet on riskwatch.com (a category problem RiskWatch has not yet solved on its own page)
- Brand awareness on G2 / Capterra trails IBM OpenPages, MetricStream, and Workiva in the bank-buying committee; total third-party review volume sits below 100
- UI shows its operational heritage in places; competing newer entrants (Hyperproof, NContracts) have a more polished first-run experience for digital-bank reviewers
- Smaller integration marketplace than ServiceNow IRM, Salesforce-native Riskonnect, or IBM OpenPages on the IBM stack; bank-core connectors typically require partner work
Community and regional banks, state-chartered banks, and bank holding companies under $25B in assets that want one tenant covering FFIEC, GLBA, BSA / AML control objectives, SOX, NIST 800-53, and SOC 2 with cross-mapping plus operational risk + vendor risk + physical security in one platform.
Tier 1 global banks that need native quantitative Basel III/IV market-risk, FRTB, CECL, CCAR, or DFAST capital-stress engines; Wolters Kluwer OneSumX or IBM OpenPages fit that brief better.
Key features
- Pre-built control libraries for FFIEC IT Examination Handbook booklets, GLBA Safeguards Rule, BSA / AML control objectives, SOX 404, NIST 800-53 r5, SOC 2, ISO 27001:2022, PCI DSS v4, CCPA, CMMC 2.0
- Cross-mapping engine that auto-detects shared controls across FFIEC, GLBA, SOX, and SOC 2
- Operational risk register with KRIs, RCSA workflow, and scenario-analysis templates
- Survey-based assessment engine for non-technical control owners (BSA officers, branch managers)
- Evidence vault with versioning and OCC / FRB / FDIC / state examiner-ready export
- Vendor risk management with Interagency Third-Party Risk Management Guidance (June 2023) diligence workflow
- Policy management with approval and attestation for SOX 302 sign-off and board-policy lifecycle
- Physical security assessment module for bank branch and ATM site controls
- Single-tenant deployment for customer-owned data residency
Integrations
25+ native. Notable: Microsoft Entra ID (SAML SSO), Okta, Microsoft 365 / SharePoint, Slack, Jira, Salesforce, Custom REST API.
Target size
100 to 25,000 employees · US · Canada · EU · UK · AU